Prognostic value of epidermal growth factor receptor expression in operable non-small cell lung carcinoma
© Novamedia srl 2010
Received: 9 September 2009
Accepted: 17 December 2009
Published: 31 October 2010
Background and aim
Increased expression of the epidermal growth factor receptor (EGFR) in non-small cell lung cancer (NSCLC), supporting the tumor growth by a possible endocrine mechanism, affects patient survival negatively. We designed a study to test EGFR expression by immunohistochemistry (IHC) in resected stage I-II NSCLC and to correlate its overexpression with survival.
EGFR expression was evaluated in 98 consecutive NSCLC patients after complete resection (53 squamous cell carcinomas, 40 adenocarcinomas, 5 large cell carcinomas: stage I, 57 (58%) and stage II, 41 (42%). IHC was used to examine the expression of EGFR in resected lung tumor samples obtained from these patients, who had no pre- or post-operative chemotherapy or radiotherapy. Univariate and multivariate analyses were performed for factors influencing patient survival.
EGFR was expressed in 51 (52%) of 98 NSCLC samples. More squamous tumors (61%) were EGFR-positive than adenocarcinomas (38%) (p = 0.038). There was a statistically significant correlation between EGFR expression and stage (p = 0.04). No difference was found between EGFR positive and negative tumors in the 5-year overall survival (57% vs. 73%, p = 0.13).
The level of EGFR expression in tumors was not a successful predictor of survival in resected NSCLC.
KeywordsEpidermal growth factor receptor immunochemistry non-small cell lung carcinoma
Valore prognostico dell’espressione del recettore per il fattore di crescita epidermico nel carcinoma polmonare non a piccole cellule operabile
Razionale e scopo
Un’espressione aumentata del recettore per il fattore di crescita epidermica (EGFR) nel tumore polmonare non a piccole cellule (NSCLC), che supporta un possibile meccanismo endocrino nella crescita tumorale, ha un impatto negativo sulla sopravvivenza del paziente. Abbiamo pianificato uno studio sull’espressione del EGFR con metodica immunoistochimica (IHC) su NSCLC asportati in stadio I-II e per correlarne la sovraespressione con la sopravvivenza.
L’espressione dell’EGFR è stata valutata in 98 pazienti consecutivi con NSCLC dopo la resezione totale (53 carcinomi a cellule squamose, 40 adenocarcinomi, 5 carcinomi a grandi cellule; stadio I: 57 (58%) e stadio II: 41 (42%). È stato utilizzato un IHC per esaminare l’espressione del EGFR in campioni di tumori polmonari resecati ottenuti da questi pazienti, non sottoposti a chemo o radioterapia pre- o post-operatoria. Sono state effettuate analisi univariate e multivariate sui fattori che influenzano la sopravvivenza dei pazienti.
L’EGFR era espresso in 51 (52%) su 98 campioni di NSCLC. Vi era una quota maggiore di tumori squamosi (61%) EGFR-positivi rispetto agli adenocarcinomi (38%) (p = 0,038). Vi era una correlazione statisticamente significativa traespressione di EGFR e lo stadio del tumore (p = 0,04). Non è stata riscontrata una differenza tra tumori positivi o negativi per EGFR nella sopravvivenza complessiva a 5 anni (57% vs. 73%, p = 0,13).
Il livello di espressione del EGFR nei tessuti tumorali non è risultato un predittore attendibile nei NSCLC resecati.
Parole chiaveImmunoistochimica recettore per la crescita del fattore epidermico tumore polmonare non a piccole cellule
Most patients with non-small cell lung cancer (NSCLC) who survive for a long time have tumors at TNM stage I or II at the time of initial diagnosis. However, the 5-year survival rates are not yet satisfactory even in these early stage patients. For pathologic stages IA, IB, IIA and IIB, 5-year survival is approximately 70%, 60%, 55%, and 40%, respectively . Most patients with early stage NSCLC experience recurrence and die as a result of the disease, despite potentially curative treatment. Surgical resection is the standard treatment for these stages, and the efficacy of adjuvant therapy in this patient group has not been confirmed . However, early detection of a subgroup having early stage NSCLC with a higher risk of recurrence/metastasis may create a basis for aggressive adjuvant therapy, which could help to improve the survival rate in these patients.
Many factors considered to affect the prognosis in patients with resected NSCLC have been and are still being investigated. Recent developments in cytogenetic and molecular biology have provided new ways to analyse prognosis. Biological substaging, using molecular markers, in a risk stratification strategy has been proposed. Tumor suppressor genes, proto-oncogenes and markers of metastatic propensity and proliferation are some of the different research markers [3, 4]. Among them, the epidermal growth factor (EGF) family plays an important role in the formation and progression of lung cancers .
The epidermal growth factor receptor (EGFR) forms one of the best defined autocrine growth loops in human tumors. EGFR is a 170 kd receptor tyrosine kinase (TK) that dimerizes and phosphorylates several tyrosine residues upon binding of several specific ligands including epidermal growth factor and transforming growth factor alpha . After epidermal growth factor binding, the receptor autophosphorylates tyrosine residues in its cytoplasmic domain and triggers a cascade that leads to cellular proliferation, angiogenesis, metastasis and inhibition of apoptosis . EGFR has been reported to act as a strong prognostic marker in head and neck cancers , genito-urinary carcinomas  and esophageal cancers . In NSCLC, however, findings have been more ambiguous. Some of the previous studies reported that EGFR overexpression predicted a poor outcome [11, 12]. However, more recent studies using specimens from larger numbers of patients suggested that EGFR expression was not associated with poor outcome [13–15]. However, various differences exist in these studies, such as the use of different methods for evaluating EGFR expression, use of different cut of values for EGFR positivity, inclusion of cases with heterogeneous stages, and inclusion of cases which have been treated before. Due to these disparities the need for more studies is obvious. The present study was performed to assess the effects of the level of EGFR expression in tumoral tissue, measured by immunohistochemical methods, on the survival of patients with early stage NSCLC.
Materials and methods
A total of 98 patients with NSCLC - tumors staged as T1 or T2 and N0 or N1- M0 (stage I-II) after pathological evaluation - who underwent successful complete resection between January 1999 and January 2007 without operative mortality (no deaths in hospital or within the first 30 days post-surgery) and without pre- or post-operative chemotherapy and/or radiotherapy were included in the study. As this was a retrospective study, institutional review board approval was not required. The Scientific Study Committee of our hospital reviewed and approved the database.
Prognostic factors revealed by univariate and multivariate analyses in patients with completely resected non-small cell carcinoma of the lung (N = 98).
Number of patients (n = 98)
5-year survival rate (%)
Univariate analysis p
Multivariate analysis p HR (95% CI)
< 20 mm
> 50 mm
Blood vessel invasion
Lymphatic vessel invasion
Resected specimens were sent to our pathology department for histopathological and immunohistochemical examination. Specimens were fixed in 10% formalin and embedded in paraffin. The longest diameter of the tumors was measured and one or two 4 μm thick sections were obtained for each centimeter of tumor from the areas containing viable tumor tissue at maximum ratio with no (or minimum) hemorrhage or necrosis. Several sections were subjected to routine hematoxylin-eosin staining, while the others were kept for immunohistochemical staining. Tumors were staged after thoracotomy (pTNM) according to the International System for Staging Lung Cancer developed by the American Joint Committee for Cancer (AJCC) in 1997 . Histopathological tumor types were determined according to the classification of the World Health Organization . Histopathological tumor types and differentiations, T and N stages, and tumor sizes are shown in Table 1.
Immunohistochemical staining (IHS)
Among the prepared sections, one section containing maximum tumor tissue and minimum or no necrosis and hemorrhage was chosen for each patient. Sections were placed on adhesive (poly-Llysine)-coated slides, deparaffinized through a graduated xylene and alcohol series, and then rehydrated in distilled water. Antigen retrieval was performed by adding citrate buffer and heating in a microwave oven. Sections were incubated in a 3% hydrogen peroxide solution to remove endogen peroxidase activity and washed with a phosphatebuffered saline (PBS) solution. The UV blocking procedure was carried out to remove nonspecific immunoreactivity. IHS for EGFR to highlight EGFR expression was performed using a sensitive streptavidin-biotinylated peroxidase complex system. All procedures were performed in accordance with the antibody manufacturer's protocols. Sections were incubated with anti-EGFR mAb (Monoclonal Mouse Anti-Human, Cat. No. M7239) as primary antibodies olarak (Dako North America, Inc, 6392 Via Real Carpinteria, CA 93013 USA). Then, antigen-antibody complexes were visualized using a biotin-labeled secondary antibody and streptavidin. After this procedure, amino ethyl-carbazole chromogen (ScyTek®) was applied to the sections. Then contrast staining was performed using Mayer's hematoxylin, and sections were covered with a water-based mounting medium (Aqueous-Mount, ScyTec®).
Evaluation of the immunohistochemical staining
Two pathologists (NB and NF) who were unaware of clinical data independently evaluated EGFR staining. EGFR assessment was based on cytoplasmic staining intensity and was scored as 0 (negative, < 5% of cells stained), 1+ (weak, 5-20% of cells stained), 2+ (moderate, 20-50% of cells stained), and 3+ (strong, > 50% of cells stained). Only tumors exhibiting 2+ or 3+ staining were considered positive for EGFR expression .
Patients were routinely followed up with regard to survival or recurrence at 6-month intervals. Additionally, patients were called by phone and some new information was received during the preparation of the manuscript. The mean follow up period was 46.5 ± 21.5 months (2-94 months). The survival period was calculated using the day of lung resection as the first day and the day of death or the last follow up as the last day.
Cases were evaluated for demographic, surgical and pathological variables, and the distributions of these variables were compared using the χ2 test or Fisher's exact test. Correlations were determined using the Spearman rank correlation test. Patient survival was analyzed by the Kaplan-Meier method, using time zero as the date of thoracotomy and death as the endpoint. Postoperative mortalities were excluded from the survival analysis. Prognostic factors were evaluated in the completely resected patients. Differences in survival were determined by log-rank test at univariate analysis and prognostic factors with p-values less than 0.15 were included in a multivariate analysis using the Cox proportional hazards regression model. Results were considered significant at p < 0.05.
The overall 5-year survival rate of the patients was calculated as 65%. The 5-year survival rate was 76% for patients with stage I disease and 49% for patients with stage II disease. This difference was statistically significant (p = 0.018). The effects of histopathological type on survival were assessed, and the 5-year survival rate was found to be 79% for patients with squamous cell carcinoma, 49% for patients with adenocarcinoma, and 60% for patients with other types of NSCLC. Differences among histopathological types were statistically significant (p = 0.013). T stage, gender, tumor size, tumor differentiation, and type of lung resection did not affect survival. In addition, no significant differences were observed in the survival rates of patients with and without lymph vessel or perineural invasion (Table 1). The 5-year survival rate was 57% for patients with invasion of the tumor to the tissue vasculature and 75% for patients with no vascular invasion (p = 0.069).
Factors that were found to affect the survival rate at univariate analysis (p < 0.15) (i.e. histopathological tumor type, blood invasion, tumor stage, and EGFR expression) were used in a Cox regression analysis for multivariate analysis of the factors that may affect the survival rate. The analysis showed that histopathological tumor type (p = 0.01) and pathological stage (p = 0.03) were both independent prognostic factors (Table 1).
Many patients with NSCLC relapse, and die as a result, despite the fact that surgical treatment is potentially curative . Staging helps to predict the overall survival of a group of patients, but predicting the prognosis of a specific patient with NSCLC is not always reliable. Thus, new prognostic factors are required to determine the subgroup of patients in the same stage that have relatively poor prognosis. Inclusion of patients with all stages of cancer and treated with different modalities in a study designed to detect prognostic factors may impede the discovery of effective factors. The effects of these new factors may remain relatively weak compared to T, N, and M variables, which are known to strongly affect survival. We included patients with early stage tumors without mediastinal lymph node or distant organ metastasis and without pre- or post-operative chemo and/or radiotherapy to minimize the effects of these primary survival markers. This was expected to uncover the effects of other potentially useful factors.
In the literature, most of the studies searching for prognostic factors of NSCLC have been based on clinical characteristics, histological studies, or tumor markers, and in recent years on tumor and cell kinetics, or predictors for response to therapies, or oncogenes and anti-oncogenes [3, 4, 18]. Except for a few, most of the predictors did not really have significant applications in clinical practice. Benefits of gefinitib and erlotinib, which were tyrosine kinase inhibitors from anti-EGFR agents, were shown to have benefits in advanced NSCLC patients [19–21]. Due to these studies the importance of EGFR as a molecular target has increased. The presence of EGFR mutations has been proposed to be a positive prognostic factor , whereas high-EGFR copy number and the presence of KRAS mutations have both been associated to poor prognosis in resected NSCLC patients [23–25]. EGFR expression and its "decreased survival" relation with NSCLC patients has been evaluated for a number of years, but different studies have yielded controversial results.
EGFR is one of the key molecules in lung cancer initiation and progression, and EGFR is expressed or overexpressed in a wide variety of solid human tumors, including NSCLC and breast, gastric, colo rectal and bladder cancer [8–10, 26, 27]. Numerous studies have suggested that expression of high levels of EGFR is associated with advanced or metastatic disease and a poor prognosis in solid tumors [26–28]. Unfortunately, the reports about its relationship with survival have provided inconsistent results in NSCLC [12–15, 29–32].
In the present study, in order to assess the clinical importance and survival benefit of increased EGFR expression in early stage NSCLC patients nontreated (without pre or post operative chemotherapy and/or radiotherapy), we evaluated the effect of intratumoral EGFR expression on survival in resected patients with NSCLC and showed that EGFR overexpression is not significantly predictive of a worse prognosis.
Expression of EGFR in NSCLC has been reported extensively in studies [12, 30, 31, 33, 34], with frequencies for EGFR overexpression between 30% and 89% in NSCLC [12, 33–35]. Theoretically, high EGFR expression in SCC is expected because EGF promotes the proliferation and differentiation of epidermal-like tissues. Many studies have shown that significant differences in EGFR expression have been reported among histological subtypes, generally with higher EGFR expression in SCC compared with other histological types [30, 31, 34, 35]. In our study, EGFR expression was immunohistochemically evaluated in 98 formalin-fixed and paraffin-embedded NSCLC tissues, and 51 (52%) were positive for EGFR. In agreement with previous findings [23, 24, 27], we also found that EGFR expression was more frequent in SCC than in AC of NSCLC (63% vs. 38%, p = 0.04).
Many studies attempting to correlate EGFR overexpression with NSCLC patients survival have led to conflicting results, with some studies reporting no impact on survival [13–15, 34], some a worse survival [11, 12, 33]. In these studies both patients with local disease (stage I-III) and also stage IV patients were evaluated. Moreover, in these studies EGFR expression was evaluated by different methods like IHC, radio-immunoassay (RIA) and enzyme linked immunoassay (ELISA). Also, the cut off values for increased EGFR expression differed for each method. In the review by Nicholson et al. , EGFR overexpression confirmed its prognostic value in multiple tumor types, but evidence was weaker in NSCLC. Finally, Nakamura et al. performed a meta-analysis of studies (involving nearly 3,000 patients) evaluating the effect of increased EGFR expression on the NSCLC patients . In most of these reported studies EGFR protein expression was evaluated by IHC methods. And in most of the studies increased expression of EGFR protein was not found to be related with poorer prognosis. In agreement with this meta-analysis, the present study demonstrated that EGFR expression was not an independent predictive factor of overall survival in early stage NSCLC patients. Intervariance between the results of the studies can be due to use of different methods in the evaluation of EGFR expression, acceptance of different threshold levels for EGFR positivity, and the inclusion of both early and late disease stages in the patient population. Despite all these limits of comparability, like most of the studies our study showed that EGFR can not be used as a prognostic factor in early stage NSCLC patients.
In most of the studies evaluating the EGFR expression in NSCLC, investigators have reported significant correlations between intra tumoral EGFR expression and more aggressive tumor features, such as tumor stage  or nodal metastases . Increased EGFR expression in metaplastic tissue compared with normal mucosa has been reported , and Piyathilake et al.  demonstrated a statistically significant stepwise increase in EGFR expression from normal bronchial mucosa to epithelial hyperplasia to cancer, suggesting a progressive EGFR involvement in lung carcinogenesis. The present study found a significantly higher expression of EGFR in stage II compared to stage I. A tentative hypothesis could be that expression increases stepwise from precancerous lesions to more advanced stages of cancer .
Problems exist with measuring the EGFR levels in NSCLC. Marked differences in methodology exist regarding monoclonal antibodies and EGFR detection techniques. Currently, EGFR analysis has been performed by immunohistochemistry, immunoassay (RIA) and enzyme-linked immunosorbent assay (ELISA). The relationship between these techniques of EGFR assessment remains uncertain. Because the immunohistochemical method of detecting EGFR protein is simple, costs less and can be easily performed in almost any pathology laboratory, the present findings could be widely applicable in clinical practice.
Futhermore the advantages of immunohistochemistry are the maintenance of the tissue architecture, the possibility of localizing the antigen and the fact that it is probably the most applicable and cost-effective technique for routine use. A highly significant correlation between results obtained by ELISA and immunohistochemistry for the measurement of EGFR was obtained by Pfeiffer et al.  It should be noted that a previous study has shown that immunohistochemical staining in NSCLC correlates with overexpression at the level of total cellular RNA , supporting the use of this technique. However standard IHC with visual scoring in an attempt to quantify protein expression has significant technical limitations. Besides the subjective nature of the evaluation, laboratory conditions also affect the staining (e.g. the nonquantitative chemistry of routine immunoperoxidase stains and the subjective light intensity perception of the human eye). Moreover, the cut off for the number of positive cells defining an EGFR-positive tumor is also often arbitrary and varies according to the investigators, from a few per cent to 50%. Also immunohistochemical results depend on the primary antibody used. The dilution of the antibody also differs, leading to a potential problem because the sensitivity of the method can depend on the antibody concentration. Therefore it is difficult to identify an optimal cut off value for EGFR using immunohistochemistry in prospective trials.
Although EGFR expression may not be useful as a prognostic factor, it has potential clinical implications. The past few years have seen the rapid development of the EGFR inhibitors, and an increasing body of evidence suggests that selective inhibitors of EGFR are potential therapeutic agents for the treatment of NSCLC in adjuvant, metastatic and chemopreventive settings . In conclusion, the survival of a patient with NSCLC depends on numerous factors, and accurately determining the prognosis of a specific patient is not possible. EGFR, a major factor that influences tumor formation and progression, is not a reliable predictor of the survival rates in resected NSCLC.
Conflict of interests statement
None of the authors has any conflict of interest to declare in relation to the subject matter of this manuscript.
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