Management of kyphoscoliosis patients with respiratory failure in the intensive care unit and during long term follow up
© Adigüzel et al.; licensee BioMed Central Ltd. 2012
Received: 29 June 2012
Accepted: 9 August 2012
Published: 21 September 2012
We aimed to evaluate the ICU management and long-term outcomes of kyphoscoliosis patients with respiratory failure.
A retrospective observational cohort study was performed in a respiratory ICU and outpatient clinic from 2002–2011. We enrolled all kyphoscoliosis patients admitted to the ICU and followed-up at regular intervals after discharge. Reasons for acute respiratory failure (ARF), ICU data, mortality, length of ICU stay and outpatient clinic data, non-invasive ventilation (NIV) device settings, and compliance were recorded. NIV failure in the ICU and the long term effect of NIV on pulmonary performance were analyzed.
Sixty-two consecutive ICU kyphoscoliosis patients with ARF were enrolled in the study. NIV was initially applied to 55 patients, 11 (20%) patients were intubated, and the majority had sepsis and septic shock (p < 0.001). Mortality in the ICU was 14.5% (n = 9), reduced pH, IMV, and sepsis/septic shock were significantly higher in the non-survivors (p values 0.02, 0.02, 0.028, 0.012 respectively). Among 46 patients attending the outpatient clinic, 17 were lost to follow up and six were died. The six minute walk distance was significantly increased in the final follow up (306 m versus 419 m, p < 0.001).
We strongly discourage the use of NIV in the case of septic shock in ICU kyphoscoliosis patients with ARF. Pulmonary performance improved with NIV during long term follow up.
Kyphoscoliosis (KS) is characterized by diminished chest wall compliance and impaired respiratory mechanics, leading to progressive hypoventilation, hypercapnia and chronic respiratory failure (CRF). Acute exacerbations, particularly respiratory tract infections, rapidly worsen these patients’ respiratory conditions and precipitate acute respiratory failure (ARF), which usually requires intensive care unit (ICU) hospitalization and either non-invasive or invasive mechanical ventilation.
Non-invasive, positive pressure ventilation (NIV) has become an accepted treatment option for CRF in chest wall diseases. Following the use of NIV in kyphoscoliosis patients with CRF, improvements in hypoventilation symptoms and a reduction in hospital readmissions have been shown[4–6]. However, ICU management and the long-term, post-ARF/ICU outcomes are rarely reported in these patients.
In the present study, we aimed to evaluate ICU management and long-term outcomes of patients with CRF due to kyphoscoliosis.
This study was conducted in a level III medical intensive care unit at a tertiary education hospital. The study was designed as a retrospective observational cohort study between August 2002 and May 2011. Patients were followed up for at least 12 months after discharge from ICU. The study was approved by the local ethical committee of the government teaching hospital.
Kyphoscoliosis patients who were admitted to the medical ICU with acute or acute-on-chronic hypercapnic respiratory failure were enrolled in the study. ARF was defined by the presence of acute breathing discomfort and arterial blood gases values (ABG): partial arterial oxygen pressure (PaO2) < 60 mmHg on room air, or PaO2 over the fraction of inspired oxygen (PaO2/ FiO2) <300, partial arterial carbon dioxide pressure (PaCO2) ≥ 45 mmHg and pH ≤ 7.35. The reasons for ARF were recorded as cor pulmonale, sepsis/septic shock due to pneumonia, lower respiratory tract infection, urinary tract and blood stream infection.
Sepsis was defined as proven or strongly suspected infection, and two of four criteria for systemic inflammatory response syndrome: 1. A respiratory rate more than 20/min or partial carbon dioxide pressure less than 32 mmHg; 2. A heart rate of more than 90 beats/min; 3. A temperature more than 38.3°C or less than 36.0°C; 4. A white blood cell count of more than 12,000 cells/μl or less than 4,000 cells/μl, or more than 10% immature cells. Septic shock was defined as sepsis-induced hypotension (systolic blood pressure of less than 90 mmHg or a reduction of more than 40 mmHg from baseline in absence of other causes of hypotension), and patients requiring vasopressor to maintain a mean arterial pressure of more than 70 mmHg despite adequate fluid resuscitation.
Pneumonia was defined as the acute onset of symptoms suggestive of a lower respiratory tract infection and radiographical evidence of a new infiltrate. The presence of a nosocomial infection on admission to ICU was recorded, and all patients were treated according to guidelines.
Assessment of mechanical ventilations
Non-invasive mechanical ventilation
NIV was delivered in pressure assist-control mode with ICU mechanical ventilators via a double tube circuit with a full-face mask. Pressure support (PS) was initially set at 10 cmH2O and gradually increased to a maximum of 30 cmH2O until the exhaled tidal volume was 8-10 ml/kg and guided by patient tolerance. Positive end-expiratory pressure (PEEP) was set at 5 cmH2O and raised if needed to treat hypoxemia, or lowered to enhance patient comfort. The fraction of inspired oxygen (FiO2) was adjusted to keep oxygen saturation (SaO2) at 90%. NIV was applied intermittently for periods of 1 to 4 h and initial ABG samples were obtained at the end of first hour. The duration of each session was determined by improvement in ABG levels, the level of consciousness, and patient compliance. The level of consciousness was assessed by the Glasgow coma scale (GCS).
Intubation and NIV failure criteria
NIV was considered to have failed if at least one of the following criteria for endotracheal intubation (ET) occurred: 1. Cardiac arrest or severe hemodynamic instability (mean arterial pressure < 65 mmHg or the need for vasoactive agents); 2. Respiratory arrest; 3. Mask intolerance with agitation requiring sedation; 4. Severe difficulty clearing secretions; 5. Failure of gas exchange within the first 1 to 4 h of NIV therapy; 6. Lack of improvement in consciousness[3, 13].
Invasive mechanical ventilation
Invasive mechanical ventilation (IMV) was delivered in pressure assist-control ventilation (PCV) mode and PS was initially set at 10 cmH2O and then gradually increased to a maximum of 30 cmH2O until the exhaled tidal volume was 8-10 ml/kg, as with the NIV settings. An intermittent sedation protocol was applied with midazolam according to Richmond agitation-sedation scale. After cessation of sedation, patients were evaluated for weaning. When patients were conscious and hemodynamically stabile, a T-tube trial was performed, and after 30 minutes patients were extubated according to our weaning protocol. If there was still a demand for mechanical ventilation after weaning due to hypercapnia we preferred to continue with NIV. We prescribed domiciliary NIV devices according to home mechanical ventilation guidelines after a good response was achieved by NIV during the ICU stay. All patients received education from a specialized NIV nurse for using these NIV devices prior to discharge.
Patients were evaluated for the efficacy of NIV and treatment adherence in an outpatient clinic one month after ICU discharge, and then at 3–6 months intervals. Treatment efficacy was assessed by clinical status and ABG values. IPAP (inspiratory positive airway pressure) and EPAP (expiratory positive airway pressure) values of NIV devices were recorded. The physiological and functional parameters were compared with IPAP-EPAP and IPAP-EPAP/weight as defined by Budweisser et al.. Objective NIV usage was also measured by a specialized NIV nurse at every outpatient clinic visit by checking the built-in time counter of the NIV device. The NIV compliance was defined by the use of NIV more than four hours a day or > 20 hour a week.
We recorded patients’ age, gender, body mass index (BMI, kg/m2), Glasgow coma scale (GCS), acute physiology and chronic health evaluation (APACHE) II scores, ABG values on admission to ICU, co-morbid diseases, causes of ARF, presence of oxygen therapy, NIV or IMV (tracheostomy) use for long-term home therapy prior to ICU stay, ICU respiratory management (need for NIV, ventilation mode and duration, need for and duration of tracheal intubation, tracheostomy), status on ICU discharge (deceased or alive) and respiratory status/management on ICU discharge (spontaneous breathing, NIV, tracheostomy).
Arm span (largest distance across the middle fingers when the arms are stretched horizontally sideways) was used as the height of KF patients for BMI and spirometry measurements. The six-minute walk test (6-MWT) was performed on eligible patients in the follow up period, and the 6-minute walk distance (6-MWD) was recorded (in meters).
We also recorded pulmonary function tests, ABG values at the first and last outpatient clinic admission, treatment compliance, and whether the patient was deceased or surviving. The total number of hospital and ICU readmissions with additional ARF episodes were obtained from the hospital electronic database.
A descriptive analysis was used for patients’ demographics, ICU data. Survivors versus non-survivors and NIV success versus NIV failure were compared by the Mann Whitney U test for non-parametric continuous variables, and the χ2 test was used for dichotomous variable. The relationship of IPAP-EPAP/weight with 6-MWD and PaCO2 and spirometry results were evaluated with the Spearman’s correlations test. The Wilcoxon two related sample test was used for comparison of the first and last ABG and spirometry test results during the follow up period. Median and interquartile ratio was used for continuous variables. Count and percentage were used when applicable. A p value < 0.05 was accepted as statistically significant.
Patient’s comorbidity and ICU data
Pre ICU localization, n (%)
Comorbid diseases, N (%)
Congestive heart failure
Domiciliary oxygen therapy, N (%)
Domiciliary ventilator therapy, N (%)
APACHE II on ICU admission, median(IQR)
Arterial blood gases on admission, median(IQR)
Assessment of mechanical ventilation
A comparison patient data of survivors versus non-survivors of kyphoscoliosis patients in the ICU
Survivors, n = 53
Non-survivors, n = 9
APACHE II, median(IQR)
pH on admission, median(IQR)
PaCO2 on admission, median(IQR)
IMV, n (%)
NIV, n (%)
Sepsis on admission, n (%)
Septic shock on admission, n (%)
Length of stay in ICU, day
Arterial blood gases values on admission to the ICU and after the first hour of NIV in patients with NIV success and failure
NIV success, n = 44
NIV failure, n = 11
APACHE II score, median(IQR)
Respiratory rate, median(IQR) [bpm]
ABGs on admission to the ICU, median(IQR)
38.9 (33.1 -41.1)
First control ABGs after NIV, median(IQR)
Follow up period
Long-term pulmonary function tests of kyphoscoliosis patients
Median IPAP and EPAP of NIV device were 20 (18–25) cmH2O, and 5 (5–6) cm H2O respectively in initial follow up. The median IPAP-EPAP difference was 15 (12–19) cmH2O, and the median IPAP-EPAP/weight ratio was 0.26 (0.16-0.31). The relationship between IPAP-EPAP/weight with 6-MWD, PaCO2 and spirometry results were evaluated with Spearman’s correlations test. IPAP-EPAP/weight ratio was significantly positively correlated with 6-MWD (r = 0.49, p = 0.029) but no correlation was found between PaCO2 and spirometry test results.
In the present study we evaluated acute and chronic respiratory failure management and outcomes in a substantial population of the rare disease kyphoscoliosis. The success rate of applying non-invasive mechanical ventilation in kyphoscoliosis patients with acute respiratory failure was found to be 76.4% in our ICU. The rate of sepsis in patients with NIV failure was higher than in patients with NIV success. The mortality rate was higher in patients in ICU with NIV failure, using IMV, and with septic shock. The prescription rates of long-term mechanical ventilation and NIV compliance were 70.6% and 79.3% respectively. The six-minute walk distance increased significantly after long-term NIV.
There are currently no reports on the reasons why kyphoscoliosis patients with acute respiratory failure require ICU admission and mechanical ventilation. However, pneumonia and cor pulmonale are seen in one third of hospitalized chronic obstructive pulmonary disease (COPD) patients with NIV. The primary reasons for ARF in our kyphoscoliosis patients were cor pulmonale and sepsis. Pneumonia was the primary cause of sepsis. We found that NIV failure patients had a higher mortality rate than initially intubated patients. This may be related to delayed intubation due to a minimal improvement of ABG values after the first hour of NIV treatment. NIV success patients had a 4.5 percent mortality rate (Figure1).
NIV failure risk factors in COPD are well studied and defined with guidelines[3, 21–23]. Confalonieri and co-workers presented a chart where NIV failure in patients with COPD was in a red zone. Patients in the red zone had a respiratory rate ≥ 30, GCS ≤ 11, pH < 7.25, and an APACHE II score ≥ 29 on admission to ICU. These were accepted as the most important parameters for NIV failure criteria. Although the patients presented here were not diagnosed with COPD, NIV failure kyphoscoliosis patients in the ICU had a significantly higher APACHE II score and respiratory rate, but lower GCS and pH values (20 versus 14 score; 26 versus 25 breath /min, 14 versus 15 score; 7.28 versus 7.37, respectively). These results were not as severe as those observed in NIV failure due to COPD, as described[3, 21–23].
NIV compliance for long-term usage varies according to the underlying diseases, such as COPD, obesity hypoventilation, neuromuscular disease and kyphoscoliosis. The NIV compliance rate of kyphoscoliosis patients is currently reported to be between 79 and 90%[24–26]. In the present study, 29 kyphoscoliosis patients with NIV were tightly compliant to the outpatient clinic controls. Patients without a NIV device (n = 10) did not attend the outpatient clinic. The NIV compliance rate (>4 hours a day) was 79.3%.
Volume or pressure cycled NIV settings have previously been used for long-term home therapy and both have showed similar results in various studies[3, 27–29]. We used pressure cycled NIV devices. Budweiser and co-workers showed that PS greater than 15 cmH2O improved the decrease in PaCO2 for long-term follow up in patients with restrictive thoracic diseases. They concluded that IPAP-EPAP/weight ratio correlated with the PaCO2 decrease at the initial follow up after hospital discharge with long-term NIV. However we did not find any correlation between ΔPaCO2 and IPAP-EPAP/weight and the initial outpatient clinic data (pulmonary function, 6-MWD and ABG values). IPAP-EPAP/weight ratio was significantly correlated with 6-MWD but not with the other parameters. A recent review which evaluated 41 studies published over an 18 year period, looked at the physiological effects of NIV on work-of-breathing (WOB), pressure-support of 15 cmH2O and a PEEP of 5 cmH2O, and showed reduced WOB in patients primarily with chronic pulmonary disease including kyphoscoliosis. In the present study IPAP was, in most cases, set greater than 20 cmH2O, and EPAP was set as 5 cmH2O, similar to previous studies[16, 30].
The mortality rates of kyphoscoliosis patients with long-term domiciliary NIV therapy have been reported as 9.5% over two years, and 21% over five years[26, 28]. In the present study the mortality rate was 20.7% over 4 years.
There are some limitations in our study. Firstly, we designed it retrospectively and in one center. Secondly, the physiological respiratory muscle function tests (ie, diaphragm functions) and the measurement of the degree of spinal curvature were not done. The use of the degree of curvature and the severity of respiratory failure relation is controversial[31, 32]. Thirdly, the ICU mortality risk analysis was not done due to small number of non-surviving patients.
Kyphoscoliosis patients with respiratory failure due to pump failure have a mainly good response to NIV. However, in specific disease groups and the presence of sepsis/septic shock NIV failure may result. For this reason we strongly discourage the use of NIV in the case of septic shock. Although this is a single center study and we cannot generalize the results for all patients, this study may help to make a decision on the clinical management of kyphoscoliosis patients with ARF in the ICU. Pulmonary function tests and 6-MWD of kyphoscoliosis patients can improve with nearly 15 cmH2O pressure support with pressure cycled NIV devices during long term follow up.
The authors thank the physiotherapist R. Evin for helping to perform 6-minute walk test and the nurses S. Solmaz and R. Sancar for their help in the outpatient clinic.
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